Governance & Assurance
As emphasis grows on firms to ensure independent reviews of their practices and governance frameworks continue to evolve, we can help you understand areas of vulnerability, where improvements could be beneficial and how culture can shape the performance of your business.
We will work closely with you and your team to understand your specific requirements, and get to know your business so that the outcome is useful, relevant and of value.
Independent Financial Crime Reviews
A key responsibility of running a firm is getting comfortable that your key processes are working properly, but do you go as far as getting independent validation?
All regulated businesses in Guernsey need to consider whether they need an independent review of their AML/CFT/CPF framework.
We can provide a comprehensive or targeted review to suit the needs and concerns of the Board, culminating in an easy-to-digest report with recommendations and observations for improved practice.
We can work with you to ensure any non-compliant areas are remediated in good time, either coordinated by ourselves or as part of your internal teams, with regular reporting to the Board.
Our reviews are conducted by experienced professionals, with experience in designing compliance and AML/CFT/CPF frameworks, and who consider not only the legal requirements but the practicalities of the processes we are advising on.
Board Evaluations
The effectiveness of the Board is integral to the compliance culture of a firm, and our independent Board Evaluations will help identify any governance issues to be addressed.
We will tailor a questionnaire to the company’s circumstances, conduct interviews with members of the Board, and review key documents for evidence of adherence to governance best practices.
We treat all responses and interviews confidentially, and our reports will enable the Board to make informed decisions.
Bespoke Reviews & Assurance Reporting
Looking for something else? Our team has a varied and experienced background in many areas and if you would like to discuss your requirments further, please get in touch - we can help with that!